Serial Number: 85282044

Reg Number: 4384401

Word Mark: TRAD-X

Goods and Services: IC 009. US 021 023 026 036 038. G & S: Computer hardware and software for electronically trading securities and other financial products; software for electronically trading securities and other financial products; computer hardware and software for electronically trading securities and other financial products and software for trading in financial derivative and commodity and commodity derivative products; computer hardware and software for electronic trading and post-trade routing and processing; computer hardware and software to allow users to perform electronic business transactions via a global computer network; computer hardware and software used for capture and dissemination of trade related data and trade confirms in connection with post-trade services in the financial markets; computer hardware and software used for capture and matching of trade related data and trade confirms; computer hardware and software for facilitation of transaction settlement services and netting and trade allocation services, for trade and account reconciliation services, for trade confirmation services and messaging services relating to post-trade activities; computer hardware and software for facilitation of credit services and calculation and monitoring of credit limits and credit utilisation; communications hardware, namely, network routers and switches and software for voice trading, namely, for the transmission, reception and capture of trading instructions via voice; communications hardware and software for voice-trading for trading in financial derivative, commodity and commodity derivative products; computer hardware and software for hybrid voice and electronic trading, namely, for the transmission, reception and capture of trade related data and confirms. computer hardware and software for hybrid voice and electronic trading for conducting trading in financial derivative, commodity and commodity derivative products; computer software and hardware for settling financial transactions; electronic publications downloadable in the nature of trade related data and analysis reports, technical and operational guides all in the field of electronic trading of financial products from the Internet, extranets or other communications network. FIRST USE: 20130215. FIRST USE IN COMMERCE: 20130215

IC 036. US 100 101 102. G & S: Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; financial investment services in the field of securities and other financial products; provision of financial information and consultancy services in relation to the aforesaid services. FIRST USE: 20130215. FIRST USE IN COMMERCE: 20130215

IC 038. US 100 101 104. G & S: Electronic transmission of data, messages and information by computer terminals and electronic mail; providing on-line communications links which transfer the web site user to other local and global web pages; electronic voice transmission services in the fields of post-trade services in the financial markets, capture and matching of trade related data and trade tickets, transaction settlement services, netting and trade allocation services, trade and account reconciliation services, and trade confirmation services; instant messaging services relating to post-trade activities, credit services and calculation and monitoring of credit limits and credit utilization. FIRST USE: 20130215. FIRST USE IN COMMERCE: 20130215

Mark Drawing Code: (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code: 26.15.28 - Miscellaneous designs with overall polygon shape; Polygonal shapes (miscellaneous overall shape)
26.17.01 - Bands, straight; Bars, straight; Lines, straight; Straight line(s), band(s) or bar(s)
26.17.06 - Bands, diagonal; Bars, diagonal; Diagonal line(s), band(s) or bar(s); Lines, diagonal

Filing Date: 03/31/2011

Current Basis: 1A

Original Filing Basis: 1B

Owner: (REGISTRANT) Compagnie Financière Tradition S.A CORPORATION SWITZERLAND 11 rue Langallerie 1002 Lausanne SWITZERLAND

Attorney of Record: Alexandre A. Montagu

Description of Mark: Color is not claimed as a feature of the mark. The mark consists of the literal element "TRAD-X" with a hexagon like design composed of three sets of three bars.

Type of Mark: TRADEMARK. SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

SiteNo: 331