Serial Number: 76109937

Word Mark: THE THINKING TRADER'S BROKERAGE HOUSE

Goods and Services: (ABANDONED) IC 036. US 100 101 102. G & S: Financial Services, Namely, Financial Management, Financial Planning and Financial Investment Services in the Field of Tradable Securities, Commodities and Futures; Financing Services, Namely, Conducting Private Placements and Public Offerings of Securities, Futures and Commodities; Investment Banking, Investment Advice and Investment Management; Security Brokerage; Financial Services in the Nature of Investment Securities; Mortgage Lending; Investment Brokerage; Financial Planning Services; Mutual Fund Investment Services; Financial Investment Research, Namely Conducting Research Concerning Investments in the United States and Abroad and Providing Investment Advice to Clients; Financial Analysis and Consultation for Others; Financial Investment Services, Namely, Arbitrage Activities Relating to Mergers, Tenders, Liquidation and Exchange Offerings; Underwriting of Debt Offerings of Other Companies and on Behalf of Clients, Namely, Brokerage and Dealer Services in Securities, Bonds, Mutual Funds, Hedge Funds, Commodities and Investment Vehicles Provided to Hedge Fund Managers and Money Managers; Financial Management Services, Namely, Investment Advisory Services and Money Management Services

Mark Drawing Code: (1) TYPED DRAWING

Filing Date: 08/15/2000

Current Basis: 1B

Original Filing Basis: 1B

Owner: (APPLICANT) FIRST GLOBAL SECURITIES, INC. CORPORATION DELAWARE 3 Neptune Road, Suite A23A Poughkeepsie NEW YORK 12601

Attorney of Record: Craig J.J. Snyder

Disclaimer: NO CLAIM IS MADE TO THE EXCLUSIVE RIGHT TO USE "TRADER'S BROKERAGE HOUSE" APART FROM THE MARK AS SHOWN

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: DEAD

SiteNo: 111572