(REGISTRANT) SERES ASSET MANAGEMENT LIMITED limited company (ltd.) AUSTRALIA NO.1 HARBOUR VIEW STREET SUITE 2005, LEVEL 20, 1 IFC CENTRAL HONG KONG | SERES ASSET MANAGEMENT - 85080439 - Trademark Search

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Filing Date:

SERES ASSET MANAGEMENT

Serial Number: 85080439

Reg Number: 4238150

Word Mark: SERES ASSET MANAGEMENT

Translation: The English translation of "Seres" means "of silk" or "a people of a land where silk comes from".

Goods and Services: IC 035. US 100 101 102. G & S: Business services, namely, advisory services relating to business management and business operations; preparation of business reports; tax and taxation planning, advice, information and consultancy services; business appraisals; economic services, economic advisory services and economic analysis, namely, economic forecasting and analysis and economic feasibility studies. FIRST USE: 20110900. FIRST USE IN COMMERCE: 20110900

IC 036. US 100 101 102. G & S: Banking; financial affairs, namely, financial management, financial planning, financial forecasting, financial portfolio management and financial analysis and consultation; insurance affairs, namely, insurance brokerage and insurance consultation for all types of insurance; financial information provided by electronic means; stock brokerage services, namely, trading in securities, derivatives, currencies, bonds, options and futures; monetary exchange; commodities exchange services; financial exchange; financial information in the nature of rates of exchange; futures exchange services; currency exchange and advice; brokerage in the field of commodities, investments, real estate, mortgage, mutual funds, securities, stocks, bonds, options and futures; consultation services in the field of banking; consultation services in the field of the brokerage of commodities, investments, real estate, mortgage, mutual funds, securities and stocks; capital investment consulting; credit inquiry and consultation; agencies in the field of bonds and other securities; transfer agency services rendered to issuers of investment securities; financial consultation services in the field of electronic payment systems, namely, electronic processing and transmission of bill payment data; investment management services, namely, financial asset management; administration of employee pension plans for others; financial transactions, namely, investment fund transfer and transaction services; consultancy services in the field of financial planning and financial management; financial management, namely, management of mutual funds; financial consultation services in the field of financial planning, financial management, and payment systems, namely, electronic processing and transmission of bill payment data; risk management; investment management and financial risk management; financial services for trusts, namely, investment fund transfer and transaction services. investment advisory services and financial asset management services; real estate acquisition services; real estate investment services; real estate management; estate trust management; trust services, namely, investment and trust company services; estate planning; trusteeship representatives; providing investment advice in connection with insurance, finance, banking, commodity, currency and real estate services. FIRST USE: 20110900. FIRST USE IN COMMERCE: 20110900

Mark Drawing Code: (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code: 03.19.24 - Stylized fish, whales, seals, sea lions
03.19.25 - Catfish; Other fish (this section includes basic fish); Piranhas; Salmon; Tuna
26.17.09 - Bands, curved; Bars, curved; Curved line(s), band(s) or bar(s); Lines, curved

Filing Date: 07/08/2010

Current Basis: 1A;44E

Original Filing Basis: 1B;44E

Owner: (REGISTRANT) SERES ASSET MANAGEMENT LIMITED limited company (ltd.) AUSTRALIA NO.1 HARBOUR VIEW STREET SUITE 2005, LEVEL 20, 1 IFC CENTRAL HONG KONG

Attorney of Record: NANCY KENNEDY

Disclaimer: NO CLAIM IS MADE TO THE EXCLUSIVE RIGHT TO USE "ASSET MANAGEMENT" APART FROM THE MARK AS SHOWN

Description of Mark: The color(s) black, gray, and purple is/are claimed as a feature of the mark. The mark consists of the word "SERES" in black above the words "ASSET MANAGEMENT" in gray, all to the right of a design of four curved, intersecting stripes in purple.

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

SiteNo: 23500

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