(REGISTRANT) Roth Capital Partners, LLC LIMITED LIABILITY COMPANY CALIFORNIA 24 Corporate Plaza Newport Beach CALIFORNIA 92660 | R ROTH - 78871725 - Trademark Search

Filing Date:

R ROTH

Serial Number: 78871725

Reg Number: 3554210

Word Mark: R ROTH

Goods and Services: IC 035. US 100 101 102. G & S: Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services. FIRST USE: 19840115. FIRST USE IN COMMERCE: 19840115

IC 036. US 100 101 102. G & S: Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance. FIRST USE: 19840115. FIRST USE IN COMMERCE: 19840115

IC 041. US 100 101 107. G & S: Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting educational conferences. FIRST USE: 19840115. FIRST USE IN COMMERCE: 19840115

Mark Drawing Code: (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code: 26.01.18 - Circles, three or more concentric; Concentric circles, three or more; Three or more concentric circles
26.01.21 - Circles that are totally or partially shaded.

Filing Date: 04/27/2006

Current Basis: 1A

Original Filing Basis: 1A

Owner: (REGISTRANT) Roth Capital Partners, LLC LIMITED LIABILITY COMPANY CALIFORNIA 24 Corporate Plaza Newport Beach CALIFORNIA 92660

Attorney of Record: Darren M. Geliebter

Description of Mark: Color is not claimed as a feature of the mark. The stippling is for shading purposes only.

Type of Mark: SERVICE MARK

Register: PRINCIPAL-2(F)-IN PART

Live/Dead Indicator: LIVE

SiteNo: 5026

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