Serial Number: 85781858

Reg Number: 4364622

Word Mark: R

Goods and Services: IC 036. US 100 101 102. G & S: Advice relating to investments; Advising others concerning investments in intellectual property assets and intangible business assets, both directly and indirectly through other entities; Advisory services in the field of employee benefits for group healthcare and business insurance offered to employees in addition to standard benefits such as medical, dental, life insurance including short term disability, long term disability, cancer insurance, accidental death and dismemberment; Advisory services relating to credit and debit control, investment, grants and financing of loans; Annuity services, namely, account and investment administration and the investment and distribution of annuity funds; Capital investment consulting; Capital investment services; College consulting services, namely, assisting students in applying for scholarships and financial aid; College counseling services, namely, assisting students in applying for scholarships and financial aid; Commodity investment advice; Consultancy of capital investment; Equity capital investment; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial consultancy and insurance consultancy; Financial consulting services, namely, expert analysis in finance; Financial evaluation for insurance purposes; Financial investment analysis and stock research; Financial investment brokerage services; Financial planning and investment advisory services; Financial planning for retirement; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments. Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a check or negotiable order of withdrawal over a global data network; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, wealth management services; Fund investment consultation; Funds investment; Global investment research services; Hedge fund investment services; Information, advisory, consultancy and research services relating to finance and investments; Insurance consultancy; Insurance consultation; Investment advice; Investment advisory services; Investment brokerage; Investment by electronic means; Investment consultation; Investment management; Investment management of and distribution of annuities; Investment management of and distribution of variable annuities; Investment of funds for others; Monitoring financial markets for investment purposes; Mutual fund investment; Mutual funds and capital investment; Private equity fund investment services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement. Providing information and research in the field of finance and financial investments; Providing information in the field of personal finance; Providing on-line news in the field of finance; Real estate funds investment services; Real estate investment services; Real estate investment trust advisory services; Real estate investment trust management services; Real estate investment trust services. FIRST USE: 20080123. FIRST USE IN COMMERCE: 20080123

Mark Drawing Code: (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code: 06.01.04 - Mountains (landscapes); Scenery with mountains
26.05.13 - Triangles, exactly two triangles; Two triangles
26.05.16 - Triangles touching or intersecting
26.05.21 - Triangles that are completely or partially shaded

Filing Date: 11/16/2012

Current Basis: 1A

Original Filing Basis: 1A

Owner: (REGISTRANT) Urbanowicz, Marcin K. DBA Rock Martin Private Wealth Management Marcin K. Urbanowicz; USA citizen SOLE PROPRIETORSHIP ARIZONA Suite 8 7055 W. Bell Rd. Glendale ARIZONA 85308

Description of Mark: Color is not claimed as a feature of the mark. The mark consists of an outline of a mountain consisting of two overlapping slightly offset triangles, a stylized "R" appearing to connect to the left side of the larger left triangle.

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

SiteNo: 805