Serial Number: 85282693

Reg Number: 4188874

Word Mark: N NATIONAL BANK OF CANADA FINANCIAL MARKETS

Goods and Services: IC 036. US 100 101 102. G & S: Corporate banking and finance services, namely, corporate financial consulting services in the field of asset sales and capital structure; Investment advisory services related to merger and acquisition, capital raising, divestitures, unsolicited bid and unsolicited bid defense; Financial restructuring services; Financial risk management relating to corporate financial risk management and financial derivatives, interest rate products, foreign currency exchange, equities, commodities, credit, real estate, cross asset and structured products; Financial services, namely, trading of financial instruments including equity and equity related securities, dealing in securities as a market maker and in trading in fixed income securities, commodities, foreign currency exchange, options and other derivative products; Financial investment advisory and consultancy services; Financial portfolio management services; Financial management services; Pension fund, mutual fund and hedge fund investment services; and Investment management and business equity research services. FIRST USE: 20100700. FIRST USE IN COMMERCE: 20101209

Mark Drawing Code: (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code: 26.17.01 - Bands, straight; Bars, straight; Lines, straight; Straight line(s), band(s) or bar(s)
26.17.05 - Bands, horizontal; Bars, horizontal; Horizontal line(s), band(s) or bar(s); Lines, horizontal

Filing Date: 03/31/2011

Current Basis: 1A;44E

Original Filing Basis: 1A;44D

Owner: (REGISTRANT) NATIONAL BANK OF CANADA CORPORATION CANADA 600 de la Gauchetiere Street West Montreal, Quebec CANADA H3B4L2

Attorney of Record: Thomas J. Moore

Disclaimer: NO CLAIM IS MADE TO THE EXCLUSIVE RIGHT TO USE "NATIONAL BANK OF CANADA FINANCIAL MARKETS" APART FROM THE MARK AS SHOWN

Description of Mark: Color is not claimed as a feature of the mark. The mark consists of a stylized letter "N" to the left of "NATIONAL BANK" above "OF CANADA" with a horizontal line above "FINANCIAL MARKETS".

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

Prior Registrations: 1257852;1563762;1927642

SiteNo: 3588