Serial Number: 85367471

Word Mark: N

Goods and Services: (ABANDONED) IC 036. US 100 101 102. G & S: Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Fund investment consultation; Fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Funds investment; Hedge fund investment services; Investment of funds for others; Management of private equity funds; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment; Mutual funds and capital investment; Private equity fund investment services; Private placements of hedge funds, private equity funds, securities and derivatives for others. FIRST USE: 20110328. FIRST USE IN COMMERCE: 20110610

Mark Drawing Code: (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code: 01.15.13 - Ripple (single wave); Waves, single

Filing Date: 07/10/2011

Current Basis: 1A

Original Filing Basis: 1A

Owner: (APPLICANT) Next Wave Advisors LLC LIMITED LIABILITY COMPANY DELAWARE 8396 IRONHORSE COURT 8396 Ironhorse Court West Palm Beach FLORIDA 33412

Description of Mark: The color(s) blue, aqua and light blue is/are claimed as a feature of the mark. The mark consists of A multi-colored abstract ocean wave that is repetitive and has the abstract shape of the letter N.

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: DEAD

SiteNo: 3839