(REGISTRANT) Cetera Financial Holdings, Inc. CORPORATION DELAWARE Suite 1200 200 N. Sepulveda Blvd. El Segundo CALIFORNIA 902455670 | CETERA - 85653688 - Trademark Search

Filing Date:

CETERA

Serial Number: 85653688

Reg Number: 4386541

Word Mark: CETERA

Goods and Services: IC 035. US 100 101 102. G & S: Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors. FIRST USE: 20100315. FIRST USE IN COMMERCE: 20100315

IC 036. US 100 101 102. G & S: Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services. FIRST USE: 20100315. FIRST USE IN COMMERCE: 20100315

Mark Drawing Code: (4) STANDARD CHARACTER MARK

Filing Date: 06/15/2012

Current Basis: 1A

Original Filing Basis: 1A

Owner: (REGISTRANT) Cetera Financial Holdings, Inc. CORPORATION DELAWARE Suite 1200 200 N. Sepulveda Blvd. El Segundo CALIFORNIA 902455670

Attorney of Record: Dyan Finguerra-DuCharme

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

Prior Registrations: 3953295;3953736;4089914

SiteNo: 13931

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