(REGISTRANT) Cetera Financial Holdings, Inc. CORPORATION DELAWARE 200 N. Sepulveda Blvd., Suite 1200 El Segundo CALIFORNIA 902455670 | C CETERA FINANCIAL GROUP - 85016918 - Trademark Search

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Filing Date:

C CETERA FINANCIAL GROUP

Serial Number: 85016918

Reg Number: 3953736

Word Mark: C CETERA FINANCIAL GROUP

Goods and Services: IC 035. US 100 101 102. G & S: Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors. FIRST USE: 20100315. FIRST USE IN COMMERCE: 20100315

IC 036. US 100 101 102. G & S: Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services. FIRST USE: 20100315. FIRST USE IN COMMERCE: 20100315

Mark Drawing Code: (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code: 26.01.15 - Circles, exactly three circles; Three circles
26.01.16 - Circles touching or intersecting
26.09.21 - Squares that are completely or partially shaded

Filing Date: 04/19/2010

Current Basis: 1A

Original Filing Basis: 1B

Owner: (REGISTRANT) Cetera Financial Holdings, Inc. CORPORATION DELAWARE 200 N. Sepulveda Blvd., Suite 1200 El Segundo CALIFORNIA 902455670

Attorney of Record: Dyan Finguerra-DuCharme

Disclaimer: NO CLAIM IS MADE TO THE EXCLUSIVE RIGHT TO USE "FINANCIAL GROUP" APART FROM THE MARK AS SHOWN

Description of Mark: Color is not claimed as a feature of the mark. The mark consists of four letter "C" designs and a square and the wording "CETERA FINANCIAL GROUP".

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

SiteNo: 4029

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