Serial Number: 77480032

Word Mark: ALTA ROCK

Translation: The English translation of "ALTA" in the mark is upper or high.

Goods and Services: (ABANDONED) IC 036. US 100 101 102. G & S: Advice relating to investments; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies for commodity futures trading; Agencies in the field of bonds and other securities; Agencies in the field of credit for farming; Agencies or brokerage for leasing or renting of land; Agencies or brokerage for renting land; Agencies or brokerage for renting of buildings; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Automated securities brokerage; Banking; Banking and financing services; Banking consultation; Banking services; Banking services provided by mobile telephone connections; Brokerage for hire-purchase; Brokerage houses in the field of stocks, commodities, and futures; Brokerage in the field of stocks, commodities, bonds, options, futures and other securities; Brokerage of energy, namely, gas and electricity; Brokerage of shares and other securities; Brokerage of shares or stocks and other securities; Capital investment consultation; Capital investment services; Cash and foreign exchange transactions; Cash flow services, namely, providing cash to mortgage holders or other notes at a discounted rate in return for ownership of the mortgage or note; Cash management; Acquisition and transfer of monetary claims; Commodity brokerage; Commodity investment advice; Commodity quotations; Commodity trading for others; Electronic banking via a global computer network; Electronic cash transactions; Energy brokerage services; Equity capital investment; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services. Financial advisory and consultancy services relating to micro credits, micro finance and energy products; Financial analyses; Financial analysis and consultation; Financial analysis and research services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial clearing houses; Financial consultancy; Financial consultancy and insurance consultancy; Financial consultation; Financial consultation in the field of stocks, commodities, bonds, options, futures and other securities; Financial consulting; Financial consulting services, namely, expert analysis in finance; Financial due diligence; Financial forecasting; Financial guarantee and surety; Financial information and advisory services; Financial information and evaluations; Financial information in the nature of rates of exchange; Financial information processing; Financial information provided by electronic means; Financial investment in the field of real estate, acquisitions and mergers, stocks, commodities, bonds, options, futures and other securities; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial loan consultation; Financial management; Financial planning; Financial planning and investment advisory services; Financial planning consultation; Financial planning for retirement; Financial planning services, namely, developing and managing charitable giving programs on behalf of wealthy individuals or families; Financial planning, namely, the creation of personalized strategies to achieve financial independence; Financial portfolio analysis services; Financial portfolio management; Financial research; Financial research and information services; Financial risk management; Financial risk management consultation; Financial services in the field of money lending; Financial services in the nature of an investment security. Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, business fund raising provided over a computer network such as the Internet; Financial services, namely, estate settlement services; Financial services, namely, mortgage planning; Financial services, namely, providing for the exchange of foreign currency, commodities, financial derivatives, interest rate products, and equities via the internet and intranet systems; Financial services, namely, providing information in the fields of foreign currency, commodities, financial derivatives, interest rate products, and equities via the internet and intranet systems; Financial services, namely, savings programs for youths; Financial services, namely, the purchase of residential mortgages on behalf of others and the issuance of mortgage-backed securities; Financially-guaranteed financing; Foreign exchange information services; Foreign exchange transactions; Fund investment consultation; Funds investment; Investment advice; Investment advisory services; Investment banking services; Investment brokerage; Investment by electronic means; Investment management; Investment management of and distribution of annuities; Investment management of and distribution of variable annuities; Investment management services in the field of acquiring joint ventures; Investment of funds for others; Investment services, namely, asset acquisition, consultation, development and management services; Management of a capital investment fund; Management of portfolios comprising securities; Management of portfolios of transferable securities; Management of private equity funds; Merchant banking and investment banking services; On-line discount securities brokerage services; On-line financial planning services. Private equity fund investment services; Private placements of hedge funds, private equity funds, securities and derivatives for others; Providing financial information; Providing stock market information; Providing stock/securities market information; Securities arbitrage services; Securities brokerage; Securities trading and investing services for others via the internet; Security brokerage; Stock brokerage; Stock exchange price quotations; Stock exchange quotation and listing services; Venture capital funding services to emerging and start-up companies; Venture capital services, namely, providing financing to emerging and start-up companies; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, providing on-line stored value accounts in an electronic environment; Financial services, namely, issuance and management of certificates backed by loan portfolios which are subsequently managed to insure the integrity of the certificates; Financial services, namely, money lending; Investment consultation; Issuance and administration of annuities

Mark Drawing Code: (4) STANDARD CHARACTER MARK

Filing Date: 05/21/2008

Current Basis: 1B

Original Filing Basis: 1B

Owner: (APPLICANT) ALTA ROCK GLOBAL SECURITIES, LLC LIMITED LIABILITY COMPANY NEW JERSEY 600 ECHO GLEN AVENUE RIVER VALE NEW JERSEY 07675

Attorney of Record: RICHARD A. JOEL

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: DEAD

SiteNo: 111203