(REGISTRANT) Legg Mason Investor Services, LLC LIMITED LIABILITY COMPANY DELAWARE 100 International Drive, 7th Floor Baltimore MARYLAND 21202 | ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE - 85010721 - Trademark Search

Filing Date:

ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE

Serial Number: 85010721

Reg Number: 3879663

Word Mark: ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE

Goods and Services: IC 036. US 100 101 102. G & S: Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants. FIRST USE: 20100505. FIRST USE IN COMMERCE: 20100505

IC 041. US 100 101 107. G & S: Educational services provided to 401(k) plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning. FIRST USE: 20100505. FIRST USE IN COMMERCE: 20100505

Mark Drawing Code: (4) STANDARD CHARACTER MARK

Filing Date: 04/09/2010

Current Basis: 1A

Original Filing Basis: 1B

Owner: (REGISTRANT) Legg Mason Investor Services, LLC LIMITED LIABILITY COMPANY DELAWARE 100 International Drive, 7th Floor Baltimore MARYLAND 21202

Attorney of Record: Tracy A. Bacigalupo

Disclaimer: NO CLAIM IS MADE TO THE EXCLUSIVE RIGHT TO USE "ADVISOR" AND "401(K)" APART FROM THE MARK AS SHOWN

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

SiteNo: 1672

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