Serial Number: 85699205

Word Mark: 401KROLLOVERS.COM

Goods and Services: (ABANDONED) IC 042. US 100 101. G & S: PROVIDING FINANCIAL AND REGISTERED SECURITIES INFORMATION ABOUT STOCKS, BONDS, PREFERRED STOCKS, MUTUAL FUNDS, UNIT INVESTMENT TRUSTS, MASTER LIMITED PARTNERSHIPS, EXCHANGE TRADED FUNDS, ANNUITIES, INSURANCE PRODUCTS, FINANCIAL INVESTMENT PRODUCTS; PROVIDING INFORMATION AND LICENSED PROFESSIONAL ADVICE ABOUT INVESTMENT ACCOUNTS, IRA ACCOUNTS, EMPLOYER SPONSORED RETIREMENT PLANS, GOVERNMENT SPONSORED RETIREMENT PLANS, EDUCATIONAL SPONSORED RETIREMENT PLANS, 401K ROLLOVERS, 403B ROLLOVERS, IRA ROLLOVERS, ROTH IRA'S, EMPLOYEE STOCK OWNERSHIP PLANS, ROLLOVERS, SIMPLIFIED EMPLOYEE PENSION PLANS, SOLO 401K PLANS, 401A PLANS, 401C PLANS, 457 PLANS, TAX SHELTED ANNUITY PLANS, QUALIFIED OR NON-QUALIFIED RETIREMENT PLANS WITH CURRENT, PREVIOUS EMPLOYERS OR EXISTING IRA AND /OR OTHER SECURITIES ACCOUNTS; PROVIDING INDIVIDUAL INVESTMENT MANAGEMENT SERVICES, SECURITIES MANAGEMENT SERVICES, FINANCIAL ADVISOR SERVICES, FINANCIAL PLANNING SERVICES, AND RETIREMENT FUND INVESTMENT SERVICES BY LICENSED SECURITIES BROKERS AND BROKER/DEALERS AND INDIVIDUALLY LICENSED SECURITY REPRESENTATIVES, ALL BY MEANS OF THE INTERNET, TELEPHONE, ELECTRONIC COMPUTERS AND DEVICES, U.S. MAIL, WIRELESS DEVICES, SMARTPHONES AND TABLET COMPUTERS; PROVIDING THE MEANS TO ROLLOVER DIRECTLY OR INDIRECTLY EXISTING QUALIFIED RETIREMENT PLANS, OR ANY OTHER SECURITY BROKERAGE ACCOUNT, INTO A SECURITIES ACCOUNT BY A LICENSED SECURITIES BROKER/DEALER, FROM ANY COMPUTER WORLDWIDE TO AN IRA OR ANY OTHE R TYPE OF BROKERAGE ACCOUNT; PROVIDING THROUGH THE USE OF LICENSED SECURITIES REPRESENTATIVES OF THE 401K ROLLOVER COMPANY OR OTHER NATIONALLY LICENSED SECURITIES BROKER/DEALER AND THEIR DULY LICENSED FINANCIAL REPRESENTATIVES TO OPEN A SECURITIES ACCOUNTS, IRA OR OTHERWISE; PROVIDING INFORMATION CONCERNING FINANCIAL ADVICE, FINANCIAL EDUCATIONAL MATERIALS, NEWS, MULTIPLE ASSET ALLOCATION MODELS, DEFINITIONS OF FINANCIAL TERMS, AND EDUCATIONAL VIDEO; PROVIDING FOR THE COLLECTION OF RELEVANT FINANCIAL CLIENT INFORMATION OVER THE INTERNET OR TELEPHONE TO DETERMINE THE FINANCIAL CONDITION OF THE INDIVIDUAL CLIENT THROUGH THE USE OF QUESTIONNAIRES, CHARTS, TOLERANCE FOR RISK QUESTIONS, CLIENT EXPECTATIONS OF RETURN AND COMPUTER MODEL SIMULATIONS

Mark Drawing Code: (4) STANDARD CHARACTER MARK

Filing Date: 08/09/2012

Current Basis: 1B

Original Filing Basis: 1B

Owner: (APPLICANT) SHANAHAN, KEITH INDIVIDUAL UNITED STATES 1200 MARINE WAY, STE. G-11 NORTH PALM BEACH FLORIDA 33408

Attorney of Record: H. William Larson

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: DEAD

SiteNo: 442