Serial Number: 78722210

Reg Number: 3133042

Translation: The non-Latin character(s) in the mark transliterate into ZHONG JIN, and this means MIDDLE and GOLD in English. The foreign wording in the mark translates into English as MIDDLE and GOLD.

Goods and Services: IC 036. US 100 101 102. G & S: Administration of employee benefit plans; Administration of employee pension plans; Administration of employee welfare benefit plans; Administration of pre-paid health care plans; Advice relating to investments; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies for commodity futures trading; Agencies in the field of bonds and other securities; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Assuming financial risk of others by entering into options and swaps; Automated securities brokerage; Brokerage in the field of stocks, commodities and securities; Brokerage of shares and other securities; Brokerage of shares or stocks and other securities; Business, stock option and pension valuation services; Capital investment consultation; Cash and foreign exchange transactions; Cash management; Credit risk management; Establishing mutual funds for others; Financial analysis and consultation; Financial consultation; Financial due diligence; Financial forecasting; Financial information processing; Financial management; Financial planning; Financial planning consultation; Financial portfolio management; Financial research; Financial risk management; Financial services in the nature of an investment security; Financial services, namely assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, issuance and management of certificates backed by loan portfolios which are subsequently managed to insure the integrity of the certificates; Fund investment consultation. Funds investment; Investment advice; Investment banking services; Investment brokerage; Investment by electronic means; Investment clubs; Investment consultation; Investment management; Investment management of and distribution of variable annuities; Investment of funds for others; Investment services, namely asset acquisition, consultation, development and management services; Management of a capital investment fund; Management of portfolios comprising securities; Management of portfolios of transferable securities; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment; Project financing; Providing stock market information; Providing stock/securities market information; Risk management; Risk management consultation; Stock brokerage; Trust services, namely, investment and trust company services; Venture capital funding services to emerging and start-up companies; Venture capital services, namely, providing financing to emerging and start-up companies. FIRST USE: 19960811. FIRST USE IN COMMERCE: 20000801

Mark Drawing Code: (2) DESIGN ONLY

Design Search Code: 28.01.03 - Asian characters; Chinese characters; Japanese characters

Filing Date: 09/28/2005

Current Basis: 1A

Original Filing Basis: 1A

Owner: (REGISTRANT) China International Capital Corporation Limited CORPORATION CHINA 28th Floor, China World Tower 2 No. 1, Jian Guo Men Wai Avenue Beijing CHINA 100004

Attorney of Record: Mark B. Harrison, Esq.

Description of Mark: Color is not claimed as a feature of the mark. The mark consists of two Chinese characters.

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

SiteNo: 52062