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Filing Date:

Serial Number: 85784368

Translation: The non-Latin characters in the mark transliterate to Lu Bo and this has no meaning in a foreign language.

Goods and Services: IC 036. US 100 101 102. G & S: Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, variable annuity programs, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, financial analysis, consultation, record keeping and information services, transfer agent services, custodian services, management and investment of funds and assets of others, capital investment services, and financial transaction services; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment trust advisory and management services; providing a web site featuring financial information and financial advice

Mark Drawing Code: (2) DESIGN ONLY

Design Search Code: 28.01.03 - Asian characters; Chinese characters; Japanese characters

Filing Date: 11/20/2012

Current Basis: 1B

Original Filing Basis: 1B

Owner: (APPLICANT) Neuberger Berman Group LLC LIMITED LIABILITY COMPANY DELAWARE 605 Third Avenue New York NEW YORK 10158

Attorney of Record: Claudia W. Stangle

Description of Mark: Color is not claimed as a feature of the mark. The mark consists of the letters NB in Chinese characters.

Type of Mark: SERVICE MARK

Register: PRINCIPAL

Live/Dead Indicator: LIVE

Prior Registrations: 2815456

SiteNo: 12046

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